A Puerto Rico Securities Litigation and Regulation Attorney Will Provide Guidance and Strategic Solutions

Securities law is one of the most complex areas of law, no matter what side you are on. For companies facing claims from investors and other parties, you need to understand your options for responding and your potential exposure. For regulatory matters, you need seasoned guidance to help you guard against claims and governmental enforcement action. A Puerto Rico securities litigation and regulation attorney at Delgado & Fernández, LLC provides experienced counsel to our clients in both these areas so that you can focus on your core business activities.

Experienced Securities Litigation Representation in Puerto Rico

Inevitably, almost every broker-dealer or investment advisor will face a securities claim at some point. These claims can be highly-sensitive, high-stakes matters that could result in significant damages awards and negative publicity for your business. And while many of these claims are without merit, you have no choice but to take them seriously. A Puerto Rico securities litigation and regulation attorney can help you meet these challenges and overcome them.

For years, our attorneys have successfully represented major broker-dealers and individuals in federal and state court cases, as well as in arbitration before the Financial Industry Regulatory Authority (FINRA). Our team of attorneys has successfully defended over a hundred million dollars in claims, representing financial institutions in arbitration and mediation processes regarding customer claims alleging suitability rule violations, misrepresentations, fraud, and breach of fiduciary duties, among others.

We also assist our clients in litigation matters involving compliance and enforcement actions brought by the government. From the investigation stage through trial, our experience allows us to anticipate how the government will proceed so that we can build a strong defense and hopefully achieve a successful outcome.

Delgado & Fernández, LLC – Trusted Compliance Counsel

As part of our securities law practice, we also continuously provide counseling to our clients on regulatory and business matters. In an ever-changing regulatory landscape, compliance is an ongoing challenge for today’s business owners. A Puerto Rico securities litigation and regulation attorney at our firm helps our clients stay abreast of their current regulatory demands and any changes on the horizon. We help our clients by performing internal compliance audits, allowing you to identify potential issues and resolve them before you face potential enforcement action. We can develop a fully customized compliance program and assist in its implementation. Ultimately, our goal is to help you identify and manage non-compliance risk and potential exposure while remaining agile and competitive in today’s global marketplace.

Reach Out to a Puerto Rico Securities Litigation and Regulation Attorney at Delgado & Fernández, LLC Today

We understand the challenges you face when it comes to securities litigation and compliance issues, and our experience has taught us that there are no “one size fits all” solutions. Whether you are facing a securities claim or want to prevent them, our attorneys can assess your unique needs and develop a unique strategy to help you succeed. To learn more about what we can do for you, call or email us today to schedule a conversation with one of our securities litigation and regulation attorneys.

Practice Group Members

Carlos R. Baralt-Suárez

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Alfredo Fernández-Martínez

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Eduardo L. Hernández-Freire

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Pedro A. Hernández-Freire

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José M. Martínez-Rivera

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Soraya Ramos-Vázquez

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