For years, our attorneys have successfully represented major broker-dealers and individuals in federal and state court cases, as well as in arbitration before the Financial Industry Regulatory Authority (FINRA). Our team of attorneys has successfully defended over a hundred million dollars in claims, representing financial institutions in arbitration and mediation processes regarding customer claims alleging suitability rule violations, misrepresentations, fraud, breach of fiduciary duties, among others.

As part of our securities law practice, we also continuously provide counseling to our clients on regulatory and business matters.